Stratospheric Chemistry

Peter Borrell

An essay written for the Encyclopedia of Ecology and Environmental Management, Editor: Peter Calow, Blackwell Science, Oxford, 1998.

The term refers principally to the chemical processes that determine the concentration of ozone in the stratosphere. It also refers to the reactions that oxidise and decompose trace substances released into the atmosphere from natural and anthropogenic sources. If these are stable enough to escape oxidation in the troposphere, they find their way across the tropopause into the stratosphere and are oxidised there. See also Tropospheric Chemistry.

The stratosphere
Here we are concerned with the lower part of the stratosphere, from a height of about 15 km at the tropopause to the stratopause, about 50 km above the earth's surface. In the lower stratosphere the temperature increases with height from ca. -50 ºC at the tropopause to ca. 0 ºC at the stratopause. From a meteorological viewpoint, the region is very stable with little vertical mixing. The pressure falls from ca. 0.2 atm at the tropopause to ca. 10-3 atm at the stratopause.

Ozone in the stratosphere
The lower stratosphere is relatively rich in ozone with a maximum volume ratio of ca. 8000 ppb at a height of ca. 40 km. The total column density of ozone is ca. 300 Dobson Units, which corresponds to a layer of ozone which would be 3 mm thick, if it was at one atmosphere pressure and 0 ºC.

The principal concern in stratospheric chemistry is with the reactions that have previously served to maintain the average concentration of ozone at a roughly constant level. The great interest is why there is presently a general decrease of ozone in the stratosphere of about 1% per year, as well as a startling reduction over Antarctica in the spring.

The basic mechanism for ozone formation and removal was proposed by Chapman some 60 years ago. Oxygen is photolysed by short wavelength ultraviolet light to form oxygen atoms that further react to give ozone:

O2 + hn (l <200 nm) = O + O (1)
O + O2 = O3 (2)

The ozone is removed by two reactions: photolytic breakdown or reaction with an oxygen atom:
O3 + hn ( l <310 nm) = O2 + O (3)
O + O3 = O2 + O2 (4)

Reactions (1) to (4) are in a dynamic steady state in which the ozone concentration depends on the intensity of the solar radiation over the two wavelength ranges, and the concentration of oxygen.

When measurements of stratospheric ozone concentrations were made, it was found that the Chapman scheme over-estimated ozone concentrations by a factor of about five. It became clear that there are further reactions that remove ozone. The concentrations of other trace substances in the stratosphere are too low (< ca. 1 ppb) to remove ozone in single step reactions, so the additional the processes have to be catalytic chain reactions.

The nitrogen oxides, NO and NO2, provide an example. These are formed from nitrous oxide, N2O, that is produced at the earth's surface and diffuses slowly up through the troposphere and across the tropopause into the stratosphere. Nitric oxide (NO) reacts with ozone forming NO2 that in turn can react with atomic oxygen to re-form NO.

NO + O3 = NO2 + O2 (5)
NO2 + O = NO + O2 (6)
net reaction O + O3 = O2 + O2

The net result is the removal of one O atom and one ozone molecule to form two oxygen molecules, a result equivalent to reaction (4). The concentrations of O and O3 are always closely related, and the two species are often referred to together as "odd" oxygen in contrast to "even" or stable oxygen (O2). Notice that there is no consumption of the nitrogen oxides in this catalytic cycle of reactions. Such a cycle may allow a single NO2 molecule to remove up to 100,000 molecules of odd oxygen before the NO2 is converted to HNO3 or some other product.

Two further important examples of catalytic pairs of reactions that remove odd oxygen, are the OH/HO2 cycle:

OH + O3 = HO2 + O2 (7)
HO2 + O = OH + O2 (8)
net reaction O + O3 = O2 + O2

and the Cl/ClO cycle:
Cl + O3 = ClO + O2 (9)
ClO + O = Cl + O2 (10)
net reaction O + O3 = O2 + O2

Such reaction sequences do not take place in isolation. In a given air parcel all species are present and the catalytic compounds undergo reactions, not only with odd oxygen but with each other; for example, one important cross reaction forms the compound, chlorine nitrate:
ClO + NO2 = ClONO2 (11)

Such a reaction, which links the NO/NO2 and Cl/ClO cycles together, serves to reduce the catalytic efficiency of both cycles. However ClONO2 can re-dissociate and thus can act as a "reservoir compound" for the two catalytic chain carriers, ClO and NO2. Reservoir compounds normally reduce the concentrations of the chain carriers and slow down the rate at which ozone is removed by a particular cycle.

When all the reactions are taken into account, the predicted concentrations of ozone agree well with those found experimentally.

The reduction in stratospheric ozone; the effect of CFCs and stratospheric aircraft.
The current decrease in the concentration of stratospheric ozone is attributed to the increased concentration of active chlorine (Cl and ClO) released into the stratosphere by the photolysis of chlorofluorocarbons, CFCs. The physical properties of the CFCs, combined with their chemical inertness, make them ideal for use in refrigerators and air conditioners, and also as drivers for making polymer foams. However they are also inert to reaction with the hydroxyl radical in the troposphere and thus are not oxidised, as most pollutants are, but simply accumulate in the air. They gradually make their way up through the tropopause into the stratosphere where they are photolysed with short wavelength ultraviolet light, producing chlorine atoms. With trichlorofluoromethane, CFC-11, for example:

CFCl3 + hn ( l <200 nm) = CFCl2 + Cl (12)

The remaining chlorine atoms in the CFCl2 radical are also released into the stratosphere as the radical undergoes further reactions. The atomic chlorine produced increases the destruction of ozone through the Cl/ClO cycle, reactions (9) and (10). The ultimate fate of the chlorine atom is reaction with methane to form hydrogen chloride, HCl:
Cl + CH4 = CH3 + HCl (13)

The HCl gradually diffuses down through the tropopause and is washed out of the troposphere. While still in the stratosphere, HCl acts as a reservoir compound for chlorine atoms.

The concentration of stratospheric ozone is likely to continue to decrease. Despite the reductions in the manufacture of CFCs, most of the CFCs produced to date are still in the troposphere. It will take decades for them to diffuse into the stratosphere where they will ultimately be decomposed, releasing chlorine in the process and enhancing the destruction of ozone. Only when the atmospheric concentration of CFCs decreases can one expect the ozone concentration in the stratosphere to recover.

The hydrochlorofluorocarbons, HCFCs, such as CF3CH2F (HCFC-134a), now being introduced as substitutes for the CFCs, have hydrogen atoms in the molecule that open them to attack by OH and degradation in the troposphere. They should not therefore affect the level of ozone in the stratosphere so severely, but they and their products may pose problems as greenhouse gases in the atmosphere.

The concern about removal of ozone in the stratosphere originated from plans in the late nineteen sixties for large fleets of supersonic aircraft that would normally fly in the stratosphere. These aircraft would have emitted large quantities of nitrogen oxides and water vapour at a height where their stratospheric concentrations are very low. The two ozone removal cycles involving NO/NO2 and OH/HO2 would have been further activated and large amounts of ozone would have been destroyed. The aircraft numbers at that time were over-estimated and no problem arose. Recently the idea has been revived and once again there is concern that damage to the ozone layer will result.

The Antarctic ozone hole: complications with surface chemistry
The large decrease in the stratospheric ozone concentration discovered over the Antarctic continent, which occurs as the light returns in the spring, was surprising in many ways. It demonstrated particularly that the models of stratospheric chemistry, which are presented in a much simplified form above, were incomplete; there is no way that the reactions so far described could account for the sudden decrease observed in the Antarctic spring.

The probable explanation of the phenomenon involves two particular meteorological factors. First, a large circumpolar vortex of westerly winds forms over Antarctica in the winter and largely isolates the stratosphere over the pole from that over the rest of the earth. The isolation allows time for the air to be processed and prevents the ingress of warmer ozone containing air from the north. Second, the extremely low stratospheric temperatures allow polar stratospheric clouds (PSCs) to form during winter. Normally there are no clouds in the stratosphere because water vapour concentrations are too low. PSCs are thought to be formed from crystals of hydrated nitric acid which does condense at the very low prevailing temperatures.

It is conjectured that during the winter, reservoir compounds such as ClONO2 and HCl can be absorbed on the surface of the crystals in the PSCs. There they react together and form molecular chlorine.

ClONO2 + HCl = Cl2 + HNO3 (14)

In spring, with the return of the light and a little warmth, molecular chlorine is released into the stratosphere. It is photolysed to chlorine atoms and these react with ozone to form ClO radicals:
Cl2 + hn = Cl + Cl (15)
Cl + O3 = ClO + O2 (9)

Reaction (9) is not in itself sufficient to set the Cl/ClO cycle in operation since only a few oxygen atoms are present yet in the weak sunlight. However the ClO radicals can react to form a dimer, (ClO)2, only stable at low temperatures, which is then photolysed to Cl atoms. These in turn remove ozone and re-form ClO.
ClO + ClO= (ClO)2 (16)
(ClO)2 + hn = 2 Cl + O2 (17)
2 (Cl + O3 = ClO + O2) (18)
net reaction O + O3 = O2 + O2

Here then is a catalytic cycle to destroy ozone, which requires low temperatures to form the dimer and is driven by visible light. The reason it is so effective in reducing the ozone concentrations over Antarctica is to be found in reaction (14), which releases chlorine from two reservoir compounds. The formation of nitric acid also removes NO2 from the stratosphere, preventing the re-formation of the reservoir compound, ClONO2, that is normally an inhibitor for the Cl/ClO cycle.

As the season progresses, the temperatures rise, the formation of the dimer is inhibited and the vortex breaks up allowing an influx of air richer in ozone; the concentration of stratospheric ozone is gradually restored.

The sharp decrease in ozone concentrations each spring over Antarctica can be expected to intensify with the years as the CFCs, presently in the troposphere, diffuse into the stratosphere. There is now some evidence that a similar decrease may occur over the Arctic in the northern spring.

The discovery of the ozone hole demonstrated to the scientific community that, despite the advances in understanding and the sophistication of experiments and models, the atmosphere still has the capacity to spring surprises. To those responsible for environmental policy, it was a warning that the uncontrolled release of pollutants into the atmosphere, combined with the inherent complexity of the chemistry, can lead to unforeseen effects that are extremely difficult to reverse.

For an excellent account of stratospheric chemistry see: Wayne, R. P. (1991) Chemistry of Atmospheres , Clarendon Press, Oxford, chapter 4.

P.B.


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